Hall–Héroult Process
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The Hall–Héroult process is the major
industrial process Industrial processes are procedures involving chemical, physical, electrical or mechanical steps to aid in the manufacturing of an item or items, usually carried out on a very large scale. Industrial processes are the key components of heavy in ...
for smelting aluminium. It involves dissolving aluminium oxide (alumina) (obtained most often from
bauxite Bauxite is a sedimentary rock with a relatively high aluminium content. It is the world's main source of aluminium and gallium. Bauxite consists mostly of the aluminium minerals gibbsite (Al(OH)3), boehmite (γ-AlO(OH)) and diaspore (α-AlO ...
,
aluminium Aluminium (aluminum in American and Canadian English) is a chemical element with the symbol Al and atomic number 13. Aluminium has a density lower than those of other common metals, at approximately one third that of steel. I ...
's chief ore, through the Bayer process) in molten
cryolite Cryolite ( Na3 Al F6, sodium hexafluoroaluminate) is an uncommon mineral identified with the once-large deposit at Ivittuut on the west coast of Greenland, mined commercially until 1987. History Cryolite was first described in 1798 by Danish vete ...
, and electrolyzing the molten salt bath, typically in a purpose-built cell. The Hall–Héroult process applied at industrial scale happens at 940–980 °C and produces 99.5–99.8% pure
aluminium Aluminium (aluminum in American and Canadian English) is a chemical element with the symbol Al and atomic number 13. Aluminium has a density lower than those of other common metals, at approximately one third that of steel. I ...
.
Recycled aluminum Aluminium recycling is the process by which scrap aluminium can be reused in products after its initial production. The process involves simply re-melting the metal, which is far less expensive and energy-intensive than creating new aluminium th ...
requires no electrolysis, thus it does not end up in this process. This process contributes to
climate change In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to ...
through the emission of
carbon dioxide Carbon dioxide ( chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is trans ...
and
fluorocarbons Fluorocarbons are chemical compounds with carbon-fluorine bonds. Compounds that contain many C-F bonds often has distinctive properties, e.g., enhanced stability, volatility, and hydrophobicity. Fluorocarbons and their derivatives are commerci ...
in the electrolytic reaction and consumption of large amounts of electrical energy.


Process


Difficulties faced

Elemental aluminium cannot be produced by the electrolysis of an
aqueous An aqueous solution is a solution in which the solvent is water. It is mostly shown in chemical equations by appending (aq) to the relevant chemical formula. For example, a solution of table salt, or sodium chloride (NaCl), in water would be re ...
aluminium salt, because
hydronium In chemistry, hydronium (hydroxonium in traditional British English) is the common name for the aqueous cation , the type of oxonium ion produced by protonation of water. It is often viewed as the positive ion present when an Arrhenius acid i ...
ions readily
oxidize Redox (reduction–oxidation, , ) is a type of chemical reaction in which the oxidation states of substrate change. Oxidation is the loss of electrons or an increase in the oxidation state, while reduction is the gain of electrons or a d ...
elemental aluminium. Although a
molten Melting, or fusion, is a physical process that results in the phase transition of a substance from a solid to a liquid. This occurs when the internal energy of the solid increases, typically by the application of heat or pressure, which inc ...
aluminium salt could be used instead, aluminium oxide has a melting point of 2072 °C so electrolysing it is impractical. In the Hall–Héroult process, alumina, Al2O3, is dissolved in molten synthetic
cryolite Cryolite ( Na3 Al F6, sodium hexafluoroaluminate) is an uncommon mineral identified with the once-large deposit at Ivittuut on the west coast of Greenland, mined commercially until 1987. History Cryolite was first described in 1798 by Danish vete ...
, Na3AlF6, to lower its melting point for easier electrolysis. The carbon source is generally a coke (fossil fuel).


Theory

In the Hall–Héroult process the following simplified reactions take place at the carbon electrodes:
Cathode A cathode is the electrode from which a conventional current leaves a polarized electrical device. This definition can be recalled by using the mnemonic ''CCD'' for ''Cathode Current Departs''. A conventional current describes the direction in wh ...
:
Anode An anode is an electrode of a polarized electrical device through which conventional current enters the device. This contrasts with a cathode, an electrode of the device through which conventional current leaves the device. A common mnemonic ...
: Overall: In reality, much more CO2 is formed at the anode than CO: Pure cryolite has a melting point of . With a small percentage of alumina dissolved in it, its melting point drops to about 1000 °C. Besides having a relatively low melting point, cryolite is used as an electrolyte because, among other things, it also dissolves alumina well, conducts electricity, dissociates electrolytically at higher voltage than alumina, and also has a lower density than aluminum at the temperatures required by the electrolysis.
Aluminium fluoride Aluminium fluoride refers to inorganic compounds with the formula AlF3·''x''H2O. They are all colorless solids. Anhydrous AlF3 is used in the production of aluminium metal. Several occur as minerals. Occurrence and production Aside from anhydr ...
(AlF3) is usually added to the electrolyte. The ratio NaF/AlF3 is called the cryolite ratio and it is 3 in pure cryolite. In industrial production, AlF3 is added so that the cryolite ratio is 2–3 to further reduce the melting point, so that the electrolysis can happen at temperatures between 940 and 980 °C. The density of liquid aluminum is 2.3 g/ml at temperatures between 950 and 1000 °C. The density of the electrolyte should be less than 2.1 g/ml, so that the molten aluminum separates from the electrolyte and settles properly to the bottom of the electrolysis cell. In addition to AlF3, other additives like
lithium fluoride Lithium fluoride is an inorganic compound with the chemical formula LiF. It is a colorless solid, that transitions to white with decreasing crystal size. Although odorless, lithium fluoride has a bitter-saline taste. Its structure is analogous to ...
may be added to alter different properties (melting point, density, conductivity etc.) of the electrolyte. The mixture is electrolysed by passing a low voltage (under 5 V)
direct current Direct current (DC) is one-directional flow of electric charge. An electrochemical cell is a prime example of DC power. Direct current may flow through a conductor such as a wire, but can also flow through semiconductors, insulators, or eve ...
at through it. This causes liquid aluminium metal to be deposited at the
cathode A cathode is the electrode from which a conventional current leaves a polarized electrical device. This definition can be recalled by using the mnemonic ''CCD'' for ''Cathode Current Departs''. A conventional current describes the direction in wh ...
, while the oxygen from the alumina combines with carbon from the
anode An anode is an electrode of a polarized electrical device through which conventional current enters the device. This contrasts with a cathode, an electrode of the device through which conventional current leaves the device. A common mnemonic ...
to produce mostly carbon dioxide. The theoretical minimum energy requirement for this process is 6.23 kWh/(kg of Al), but the process commonly requires 15.37 kWh.


Cell operation

Cells in factories are operated 24 hours a day so that the molten material in them will not solidify. Temperature within the cell is maintained via electrical resistance. Oxidation of the carbon
anode An anode is an electrode of a polarized electrical device through which conventional current enters the device. This contrasts with a cathode, an electrode of the device through which conventional current leaves the device. A common mnemonic ...
increases the electrical efficiency at a cost of consuming the carbon electrodes and producing carbon dioxide. While solid cryolite is
denser Density (volumetric mass density or specific mass) is the substance's mass per unit of volume. The symbol most often used for density is ''ρ'' (the lower case Greek language, Greek letter Rho (letter), rho), although the Latin letter ''D'' ca ...
than solid aluminium at room temperature, liquid aluminium is denser than molten cryolite at temperatures around . The aluminium sinks to the bottom of the electrolytic cell, where it is periodically collected. The liquid aluminium is removed from the cell via a siphon every 1 to 3 days in order to avoid having to use extremely high temperature valves and pumps. Alumina is added to the cells as the aluminum is removed. Collected aluminium from different cells in a factory is finally melted together to ensure uniform product and made into e.g. metal sheets. The electrolytic mixture is sprinkled with coke to prevent the anode's oxidation by the oxygen evolved. The cell produces gases at the anode. The exhaust is primarily CO2 produced from the anode consumption and hydrogen fluoride (HF) from the cryolite and flux (AlF3). In modern facilities, fluorides are almost completely recycled to the cells and therefore used again in the electrolysis. Escaped HF can be neutralized to its sodium salt,
sodium fluoride Sodium fluoride (NaF) is an inorganic compound with the formula . It is used in trace amounts in the fluoridation of drinking water, in toothpaste, in metallurgy, and as a flux. It is a colorless or white solid that is readily soluble in water. I ...
.
Particulate Particulates – also known as atmospheric aerosol particles, atmospheric particulate matter, particulate matter (PM) or suspended particulate matter (SPM) – are microscopic particles of solid or liquid matter suspended in the air. The te ...
s are captured using
electrostatic Electrostatics is a branch of physics that studies electric charges at rest ( static electricity). Since classical times, it has been known that some materials, such as amber, attract lightweight particles after rubbing. The Greek word for amb ...
or bag filters. The CO2 is usually vented into the atmosphere. Agitation of the molten material in the cell increases its production rate at the expense of an increase in cryolite impurities in the product. Properly designed cells can leverage
magnetohydrodynamic Magnetohydrodynamics (MHD; also called magneto-fluid dynamics or hydro­magnetics) is the study of the magnetic properties and behaviour of electrically conducting fluids. Examples of such magneto­fluids include plasmas, liquid metals, ...
forces induced by the electrolysing current to agitate the electrolyte. In non-agitating static pool cells, the impurities either rise to the top of the metallic aluminium, or sink to the bottom, leaving high-purity aluminium in the middle area.


Electrodes

Electrodes in cells are mostly coke which has been purified at high temperatures. Pitch resin or
tar Tar is a dark brown or black viscous liquid of hydrocarbons and free carbon, obtained from a wide variety of organic materials through destructive distillation. Tar can be produced from coal, wood, petroleum, or peat. "a dark brown or black bi ...
is used as a binder. The materials most often used in anodes, coke and pitch resin, are mainly residues from the petroleum industry and need to be of high enough purity so no impurities end up into the molten aluminum or the electrolyte. There are two primary anode technologies using the Hall–Héroult process: Söderberg technology and prebaked technology. In cells using Söderberg or self-baking anodes, there is a single anode per electrolysis cell. The anode is contained within a frame and, as the bottom of the anode turns mainly into CO2 during the electrolysis, the anode loses mass and, being amorphous, it slowly sinks within its frame. More material to the top of the anode is continuously added in the form of briquettes made from coke and pitch. The lost heat from the smelting operation is used to bake the briquettes into the carbon form required for the reaction with alumina. The baking process in Söderberg anodes during electrolysis releases more
carcinogen A carcinogen is any substance, radionuclide, or radiation that promotes carcinogenesis (the formation of cancer). This may be due to the ability to damage the genome or to the disruption of cellular metabolic processes. Several radioactive subs ...
ic
PAHs A polycyclic aromatic hydrocarbon (PAH) is a class of organic compounds that is composed of multiple aromatic rings. The simplest representative is naphthalene, having two aromatic rings and the three-ring compounds anthracene and phenanthrene. ...
and other pollutants than electrolysis with prebaked anodes and, partially for this reason, prebaked anode-using cells have become more common in the aluminium industry. More alumina is added to the electrolyte from the sides of the Söderberg anode after the crust on top of the electrolyte mixture is broken. Prebaked anodes are baked in very large gas-fired ovens at high temperature before being lowered by various heavy industrial lifting systems into the electrolytic solution. There are usually 24 prebaked anodes in two rows per cell. Each anode is lowered vertically and individually by a computer, as the bottom surfaces of the anodes are eaten away during the electrolysis. Compared to Söderberg anodes, computer-controlled prebaked anodes can be brought closer to the molten aluminium layer at the bottom of the cell without any of them touching the layer and interfering with the electrolysis. This smaller distance decreases the resistance caused by the electrolyte mixture and increases the efficiency of prebaked anodes over Söderberg anodes. Prebake technology also has much lower risk of the anode effect (see below), but cells using it are more expensive to build and labor-intensive to use, as each prebaked anode in a cell needs to be removed and replaced once it has been used. Alumina is added to the electrolyte from between the anodes in prebake cells. Prebaked anodes contain a smaller percentage of pitch, as they need to be more solid than Söderberg anodes. The remains of prebaked anodes are used to make more new prebaked anodes. Prebaked anodes are either made in the same factory where electrolysis happens, or are brought there from elsewhere. The inside of the cell's bath is lined with cathode made from coke and pitch. Cathodes also degrade during electrolysis, but much more slowly than anodes do, and thus they need neither be as high in purity, nor be maintained as often. Cathodes are typically replaced every 2–6 years. This requires the whole cell to be shut down.


Anode effect

The anode effect is a situation where too many gas bubbles form at the bottom of the anode and join, forming a layer. This increases the resistance of the cell, because smaller areas of the electrolyte touch the anode. These areas of the electrolyte and anode heat up when the density of the electric current of the cell focuses to go through only them. This heats up the gas layer and causes it to expand, thus further reducing the surface area where electrolyte and anode are in contact with each other. The anode effect decreases the energy-efficiency and the aluminium production of the cell. It also induces the formation of
tetrafluoromethane Tetrafluoromethane, also known as carbon tetrafluoride or R-14, is the simplest perfluorocarbon ( C F4). As its IUPAC name indicates, tetrafluoromethane is the perfluorinated counterpart to the hydrocarbon methane. It can also be classified as a ...
(CF4) in significant quantities, increases formation of CO and, to a lesser extent, also causes the formation of hexafluoroethane (C2F6). CF4 and C2F6 are not
CFCs Chlorofluorocarbons (CFCs) and hydrochlorofluorocarbons (HCFCs) are fully or partly halogenated hydrocarbons that contain carbon (C), hydrogen (H), chlorine (Cl), and fluorine (F), produced as volatile derivatives of methane, ethane, and propan ...
, and, although not detrimental to the ozone layer, are still potent greenhouse gases. The anode effect is mainly a problem in Söderberg technology cells, not in prebaked.


History


Existing need

Aluminium is the most abundant metallic element in the Earth's crust, but it is rarely found in its elemental state. It occurs in many minerals, but its primary commercial source is
bauxite Bauxite is a sedimentary rock with a relatively high aluminium content. It is the world's main source of aluminium and gallium. Bauxite consists mostly of the aluminium minerals gibbsite (Al(OH)3), boehmite (γ-AlO(OH)) and diaspore (α-AlO ...
, a mixture of hydrated aluminium oxides and compounds of other elements such as iron. Prior to the Hall–Héroult process, elemental aluminium was made by heating ore along with elemental
sodium Sodium is a chemical element with the symbol Na (from Latin ''natrium'') and atomic number 11. It is a soft, silvery-white, highly reactive metal. Sodium is an alkali metal, being in group 1 of the periodic table. Its only stable ...
or
potassium Potassium is the chemical element with the symbol K (from Neo-Latin ''kalium'') and atomic number19. Potassium is a silvery-white metal that is soft enough to be cut with a knife with little force. Potassium metal reacts rapidly with atmosph ...
in a
vacuum A vacuum is a space devoid of matter. The word is derived from the Latin adjective ''vacuus'' for "vacant" or " void". An approximation to such vacuum is a region with a gaseous pressure much less than atmospheric pressure. Physicists often di ...
. The method was complicated and consumed materials that were in themselves expensive at that time. This meant that the cost to produce the small amount of aluminium made in the early 19th century was very high, higher than for
gold Gold is a chemical element with the symbol Au (from la, aurum) and atomic number 79. This makes it one of the higher atomic number elements that occur naturally. It is a bright, slightly orange-yellow, dense, soft, malleable, and ductile me ...
or
platinum Platinum is a chemical element with the symbol Pt and atomic number 78. It is a dense, malleable, ductile, highly unreactive, precious, silverish-white transition metal. Its name originates from Spanish , a diminutive of "silver". Pla ...
. Bars of aluminium were exhibited alongside the French crown jewels at the Exposition Universelle of 1855, and Emperor Napoleon III of France was said to have reserved his few sets of aluminium dinner plates and eating utensils for his most honored guests. Production costs using older methods did come down, but when aluminium was selected as the material for the cap/lightning rod to sit atop the
Washington Monument The Washington Monument is an obelisk shaped building within the National Mall in Washington, D.C., built to commemorate George Washington, once commander-in-chief of the Continental Army (1775–1784) in the American Revolutionary War and th ...
in
Washington, D.C. ) , image_skyline = , image_caption = Clockwise from top left: the Washington Monument and Lincoln Memorial on the National Mall, United States Capitol, Logan Circle, Jefferson Memorial, White House, Adams Morgan, ...
, it was still more expensive than
silver Silver is a chemical element with the symbol Ag (from the Latin ', derived from the Proto-Indo-European ''h₂erǵ'': "shiny" or "white") and atomic number 47. A soft, white, lustrous transition metal, it exhibits the highest electrical ...
.


Independent discovery

The Hall–Héroult process was invented independently and almost simultaneously in 1886 by the
American American(s) may refer to: * American, something of, from, or related to the United States of America, commonly known as the "United States" or "America" ** Americans, citizens and nationals of the United States of America ** American ancestry, pe ...
chemist
Charles Martin Hall Charles Martin Hall (December 6, 1863 – December 27, 1914) was an American inventor, businessman, and chemist. He is best known for his invention in 1886 of an inexpensive method for producing aluminum, which became the first metal to atta ...
and by the
Frenchman The French people (french: Français) are an ethnic group and nation primarily located in Western Europe that share a common French culture, history, and language, identified with the country of France. The French people, especially th ...
Paul Héroult Paul (Louis-Toussaint) Héroult (10 April 1863 – 9 May 1914) was a French scientist. He was the inventor of the aluminium electrolysis and developed the first successful commercial electric arc furnace. He lived in Thury-Harcourt, Normandy. ...
—both 22 years old. Some authors claim Hall was assisted by his sister Julia Brainerd Hall; however, the extent to which she was involved has been disputed. In 1888, Hall opened the first large-scale aluminium production plant in
Pittsburgh Pittsburgh ( ) is a city in the Commonwealth of Pennsylvania, United States, and the county seat of Allegheny County. It is the most populous city in both Allegheny County and Western Pennsylvania, the second-most populous city in Pennsylva ...
. It later became the Alcoa corporation. In 1997, the Hall–Héroult process was designated a
National Historic Chemical Landmark The National Historic Chemical Landmarks program was launched by the American Chemical Society in 1992 to recognize significant achievements in the history of chemistry and related professions. The program celebrates the The central science, cent ...
by the
American Chemical Society The American Chemical Society (ACS) is a scientific society based in the United States that supports scientific inquiry in the field of chemistry. Founded in 1876 at New York University, the ACS currently has more than 155,000 members at all ...
in recognition of the importance of the process in the commercialization of aluminum.


Economic impact

Aluminium produced via the Hall–Héroult process, in combination with cheaper electric power, helped make aluminium (and incidentally
magnesium Magnesium is a chemical element with the symbol Mg and atomic number 12. It is a shiny gray metal having a low density, low melting point and high chemical reactivity. Like the other alkaline earth metals (group 2 of the periodic ta ...
) an inexpensive commodity rather than a precious metal. This, in turn, helped make it possible for pioneers like
Hugo Junkers Hugo Junkers (3 February 1859 – 3 February 1935) was a German aircraft engineer and aircraft designer who pioneered the design of all-metal airplanes and flying wings. His company, Junkers Flugzeug- und Motorenwerke AG (Junkers Aircraft and ...
to utilize aluminium and aluminium-magnesium alloys to make items like metal airplanes by the thousands, or Howard Lund to make aluminium fishing boats.Lund Boat Company Founder Dies at 91
/ref> In 2012 it was estimated that 12.7 tons of CO2 emissions are generated per ton of aluminium produced.


See also

* Bayer process *
History of aluminium Aluminium (or aluminum) metal is very rare in native form, and the process to refine it from ores is complex, so for most of human history it was unknown. However, the compound alum has been known since the 5th century BCE and was used extensive ...
* Solid oxide Hall–Héroult process *
Hoopes process The Hoopes process is a metallurgical process, used to obtain the aluminium metal of very high purity(about 99.9% pure). The process was patented by William Hoopes, a chemist of the Aluminum Company of America (ALCOA) in 1925. Introduction It is ...


References


Further reading

* Grjotheim, U and Kvande, H.
Introduction to Aluminium Electrolysis. Understanding the Hall–Heroult Process
Aluminium Verlag GmbH, (Germany), 1993, pp. 260. * {{DEFAULTSORT:Hall-Heroult Process Chemical processes Aluminium industry Electrolysis